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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-02-11
RI RA APPROVED 2026-01-02
  • TX RA
    APPROVED
    Since 2026-02-11
  • RI RA
    APPROVED
    Since 2026-01-02

Branch Locations

3400 Pawtucket Ave Ci Client Services, Riverside, RI 02915 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Lincoln RI 10/2025 Present
Techglobal Inc. Bethesda MD 11/2024 10/2025
Fathom Resources Portsmouth RI 04/2023 10/2025
Boston University Boston MA 09/2019 05/2023
Fulweiler Lab Boston MA 05/2022 09/2022
Blackhall Outfitters Old Lyme CT 05/2020 09/2020
Bruce And Sons Lawn Care Llc North Stonington CT 07/2019 09/2019
Central Accounting Office Norfolk VA 05/2018 09/2018
Central Accounting Office Norfolk VA 05/2017 09/2017
Ledyard High School Ledyard CT 08/2015 06/2019
Unemployed Ledyard CT 06/2019 07/2019
Unemployed Ledyard CT 10/2024 11/2024
  • 10/2025 → Present
    Lincoln, RI
  • 11/2024 → 10/2025
    Techglobal Inc.
    Bethesda, MD
  • 04/2023 → 10/2025
    Fathom Resources
    Portsmouth, RI
  • 09/2019 → 05/2023
    Boston University
    Boston, MA
  • 05/2022 → 09/2022
    Fulweiler Lab
    Boston, MA
  • 05/2020 → 09/2020
    Blackhall Outfitters
    Old Lyme, CT
  • 07/2019 → 09/2019
    Bruce And Sons Lawn Care Llc
    North Stonington, CT
  • 05/2018 → 09/2018
    Central Accounting Office
    Norfolk, VA
  • 05/2017 → 09/2017
    Central Accounting Office
    Norfolk, VA
  • 08/2015 → 06/2019
    Ledyard High School
    Ledyard, CT
  • 06/2019 → 07/2019
    Unemployed
    Ledyard, CT
  • 10/2024 → 11/2024
    Unemployed
    Ledyard, CT
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-12-31
  • S66 Uniform Combined State Law Examination
    2025-12-31

View on SEC IAPD

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