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Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars
  • PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-04-28
NJ RA APPROVED 2026-03-30
  • TX RA
    APPROVED
    Since 2026-04-28
  • NJ RA
    APPROVED
    Since 2026-03-30

Branch Locations

1100-1800 American Blvd Ci Client Services, Pennington, NJ 08534 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Pennington NJ 10/2025 Present
Griffin Alexander, P.C. Randolph NJ 04/2024 10/2025
Unemployed East Brunswick NJ 01/2024 04/2024
Bernikow Jewish Community Center Of Staten Island Staten Island NY 06/2022 08/2022
Sunrise Day Camp Staten Island NY 06/2022 08/2022
The College Of New Jersey Ewing NJ 08/2020 01/2024
Shoprite Supermarkets Spotswood NJ 01/2018 08/2021
East Brunswick High School East Brunswick NJ 08/2017 08/2020
Churchill Junior High School East Brunswick NJ 10/2015 08/2017
  • 10/2025 → Present
    Pennington, NJ
  • 04/2024 → 10/2025
    Griffin Alexander, P.C.
    Randolph, NJ
  • 01/2024 → 04/2024
    Unemployed
    East Brunswick, NJ
  • 06/2022 → 08/2022
    Bernikow Jewish Community Center Of Staten Island
    Staten Island, NY
  • 06/2022 → 08/2022
    Sunrise Day Camp
    Staten Island, NY
  • 08/2020 → 01/2024
    The College Of New Jersey
    Ewing, NJ
  • 01/2018 → 08/2021
    Shoprite Supermarkets
    Spotswood, NJ
  • 08/2017 → 08/2020
    East Brunswick High School
    East Brunswick, NJ
  • 10/2015 → 08/2017
    Churchill Junior High School
    East Brunswick, NJ
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2026-03-30
  • S66 Uniform Combined State Law Examination
    2026-03-30
Other Names
  • Ben Gallanter
  • Benjamin Gallanter
  • Benjamin S Gallanter

View on SEC IAPD

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