James Vincent Ruggieri

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2025 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Pennington, NJ
• 04/2021 → 10/2025
  Gjr Buildings Llc.
  Colts Neck, NJ
• 06/2023 → 08/2023
  Nj Public Defender - Ocean County Office
  Toms River, NJ
• 06/2019 → 08/2021
  Delicious Orchards
  Colts Neck, NJ
• 10/2015 → 06/2019
  Unemployed
  Colts Neck Nj, NJ
• 06/2023 → 08/2023
  Office Of The Public Defender
  Toms River, NJ
• 08/2021 → 05/2025
  University Of Scranton
  Scranton, PA

Other Businesses

I*3129280 Entity Type: Entity For Profit Name of OBA: GJR Buildings LLC. Address: Colts Neck, New Jersey Investment Related: No Position, Title, Association: Other Employee Start Date: 11/03/2023 Number of Hours: 2, Weekly Number of Hours during trading: 0, Weekly Duties: Family run and owned property management LLC. Provide limited administrative assistance such as scheduling, record keeping, and basic organization. No involvement in investment decisions, client activity, or financial management.

Exams

• S66 Uniform Combined State Law Examination
  2026-03-24

Other Names

• Jimmy Vincent Ruggieri