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Johanna Bettina Lee

Cambridge Investment Research Advisors, Inc.

Westlake Village, CA

CRD 8180746

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Employer firm

Cambridge Investment Research Advisors, Inc. CRD 134139

$139B regulatory AUM 68,815 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Market timing

From the firm’s Form ADV. Read the guides:

Current Employers
Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2026-02-05
  • CA RA
    APPROVED
    Since 2026-02-05

Branch Locations

890 Hampshire Rd., Ste. W, Westlake Village, CA 91361 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
N/A Manhattan Beach CA 05/2021 Present
King's Hawaiian Holding Company Gardena CA 01/2020 05/2021
Self-Employed Manhattan Beach CA 08/2001 12/2019
Cambridge Investment Research, Inc. Fairfield IA 11/2025 Present
Cambridge Investment Research, Inc. Fairfield IA 11/2025 Present
  • 05/2021 → Present
    N/A
    Manhattan Beach, CA
  • 01/2020 → 05/2021
    King's Hawaiian Holding Company
    Gardena, CA
  • 08/2001 → 12/2019
    Self-Employed
    Manhattan Beach, CA
  • 11/2025 → Present
    Cambridge Investment Research, Inc.
    Fairfield, IA
  • 11/2025 → Present
    Cambridge Investment Research, Inc.
    Fairfield, IA
Other Businesses

1.PROXY ADVISORY GROUP, 877 Ygnacio Valley Rd, Suite 220, Walnut Creek, CA 94596, 08/2026, Member, DBA Name, NIR, 0 HR/MO - 0 HR/MO TRADING.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2026-01-29
  • S66 Uniform Combined State Law Examination
    2026-01-29
Other Names
  • Johanna Lee
  • Johanna Bettina Morf

View on SEC IAPD

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