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201 Mission Street Suite 1825, San Francisco, CA 94105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| GA | RA | APPROVED | 2021-12-07 |
Branch Locations
201 Mission Street Suite 1825, San Francisco, CA 94105 • United States
1776 Peachtree Street Nw Suite 620S, Atlanta, GA 30309 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lakeview Capital Management, Llc | Atlanta | GA | 01/2010 | 11/2021 |
| Lakeview Capital Partners, Llc | Atlanta | GA | 06/2013 | 12/2021 |
| Sterne Agee Financial Services, Inc. | Atlanta | GA | 06/2013 | 11/2021 |
| Purshe Kaplan Sterling Investments, Inc | Atlanta | GA | 11/2021 | Present |
| Perigon Wealth Management, Llc | Atlanta | GA | 12/2021 | Present |
1.) CHRIS SPIRES INVESTMENTS, LLC; INVESTMENT RELATED; Atlanta, GA 30327; PASSTHROUGH ENTITY FOR RECEIVING FEE INCOME FROM RIA; PRESIDENT/OWNER; 1/1/13; 1HRS/MONTH; 1 HRS/MONTH; THIS IS ONLY AN LLC TO BE PAID MY FEE INCOME GENERATED THROUGH MY RIA RELATIONSHIP. 2.) Mr. Spires is dually-registered with Perigon Wealth Management and Purshe Kaplan Sterling Investments, Inc. ("PKS".) Mr. Spires has served as an investment advisor representative for Perigon Wealth Management LLC since 12/01/2021 and as a registered representative with PKS since 11/30/2021. Business is conducted from Registered Branch Office location. Approximately 90% of Mr. Spires's time is spent as an investment advisor representative and the balance as a registered representative. 3.) Fixed Insurance. Investment Related. At Registered Branch Office location. Fixed/Traditional Insurance. Agent. 11/2021. 1 Hr/Mo; All During Trading Hours. Sales of Fixed / Traditional Insurance Products. 4.) PKS Financial. Investment Related. 80 State Street, Albany, NY 12207. Fixed / Traditional Insurance. Agent. 2 Hrs/Mo; All During Trading Hours. Sales of Fixed / Traditional Insurance Products.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2004-03-31 |
| S63 | Uniform Securities Agent State Law Examination | 1998-12-02 |
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