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Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2023-06-21 |
| NY | RA | APPROVED | 2021-05-03 |
| CT | RA | APPROVED | 2019-06-06 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Jpmorgan Chase Bank Na | New York | NY | 03/2013 | 03/2019 |
| J.P. Morgan Securities Llc | Flushing | NY | 04/2019 | Present |
| Jpmorgan Chase Bank, N.A. | Flushing | NY | 04/2019 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-05-29 |
| S63 | Uniform Securities Agent State Law Examination | 2005-07-26 |
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