Best Investors
Account
Sign in
LPl Financial LLC CRD 6413
$819B regulatory AUM 209,600 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2026-02-28 |
Branch Locations
100 Crescent Court, Suite 445, Dallas, TX 75201 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Sewell Automotive Companies | Dallas | TX | 07/2024 | 09/2025 |
| Lpl Financial Llc | Dallas | TX | 10/2025 | Present |
| Texas A&M University | College Station | TX | 07/2020 | 06/2024 |
| A&M Consolidated Highschool | College Station | TX | 08/2016 | 06/2020 |
| A&M Consolidated Middle School | College Station | TX | 08/2015 | 07/2016 |
| Texas A&M University | College Station | TX | 09/2020 | 02/2021 |
1) 11/20/2025 - Novem Wealth / DBA LPL Business (entity for LPL business) Inv Related / At reported business location (s) 2) 11/20/2025 - ANTSEMPORIUM LLC / Business Owner / Owner / Operator / Non Inv Related / Start date 04/102021 - 10 hrs per month - 5 % time spent
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2026-02-28 |
Reach out to this advisor