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Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars
  • PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-02-13
IN RA APPROVED 2026-01-02
  • TX RA
    APPROVED
    Since 2026-02-13
  • IN RA
    APPROVED
    Since 2026-01-02

Branch Locations

One Bryant Park, New York, NY 10036 • UNITED STATES

510 E 96Th St, Indianapolis, IN 46240 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Indianapolis IN 10/2025 Present
Bj's Restaurants Inc. Noblesville IN 07/2022 08/2022
Bj's Restaurants Inc. Bloomington IN 08/2022 06/2023
Bj's Restaurants Inc. Bloomington IN 08/2023 07/2025
Iu Bloomington Bloomington IN 07/2021 05/2025
Bj's Restaurants Inc. Noblesville IN 08/2025 10/2025
Noblesville High School Noblesville IN 08/2017 06/2021
The Escape Room Usa Fishers IN 08/2019 09/2020
Shipt Fishers IN 07/2020 07/2021
Noblesville West Middle School Noblesville IN 08/2014 05/2017
N/A Noblesville IN 05/2017 08/2017
Bank Of America, N.A. Indianapolis IN 12/2025 Present
  • 10/2025 → Present
    Indianapolis, IN
  • 07/2022 → 08/2022
    Bj's Restaurants Inc.
    Noblesville, IN
  • 08/2022 → 06/2023
    Bj's Restaurants Inc.
    Bloomington, IN
  • 08/2023 → 07/2025
    Bj's Restaurants Inc.
    Bloomington, IN
  • 07/2021 → 05/2025
    Iu Bloomington
    Bloomington, IN
  • 08/2025 → 10/2025
    Bj's Restaurants Inc.
    Noblesville, IN
  • 08/2017 → 06/2021
    Noblesville High School
    Noblesville, IN
  • 08/2019 → 09/2020
    The Escape Room Usa
    Fishers, IN
  • 07/2020 → 07/2021
    Shipt
    Fishers, IN
  • 08/2014 → 05/2017
    Noblesville West Middle School
    Noblesville, IN
  • 05/2017 → 08/2017
    N/A
    Noblesville, IN
  • 12/2025 → Present
    Bank Of America, N.A.
    Indianapolis, IN
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-12-30
  • S66 Uniform Combined State Law Examination
    2025-12-30
Other Names
  • Hank Hancock

View on SEC IAPD

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