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35 West Broad Street Suite 100, Stamford, CT 06902 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2025-11-24 |
Branch Locations
35 West Broad Street Suite 100, Stamford, CT 06902 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Sovereign Financial Group, Inc. | Stamford | CT | 10/2025 | Present |
| Rnk Distributing, Llc | Knoxville | TN | 05/2009 | Present |
| Halcraft Usa | Mount Vernon | NY | 04/1991 | Present |
| Cliff Wallach Business Advising | South Salem | NY | 11/2025 | Present |
1) RNK Distributing, LLC; Not investment-related; Knoxville, TN 37921; Distributer and supplier of sewing-related products; President, CEO; 05/2009; 16 hours; 0 during trading hours; Responsible for providing overall leadership, strategic direction, and management of the company's operations. 2) Cliff Wallach Business Advising; Investment Related; South Salem, NY 10590; Business advising for multi-generation family businesses; Owner; 11/2025; less than 10 hours per month; Research and learn about opportunities to work and be compensated as a business advisor in smaller, family-owned and run businesses.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2025-09-29 |
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