Colleen Janell Baker

Employer firm

Newedge Advisors CRD 171351

$43.2B regulatory AUM 122 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers

Newedge Advisors

858 Camp Street, New Orleans, LA 70130 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2025-10-28

TX RA
APPROVED

Since 2025-10-28

Branch Locations

2 Acadiana Court, Beaumont, TX 77706 • United States

858 Camp Street, New Orleans, LA 70130 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Risinger & Nelson Orthodontics	Beaumont	TX	10/2014	08/2017
Lamar State College - Orange	Orange	TX	08/2017	Present
Newedge Advisors, Llc	New Orleans	LA	10/2025	Present

10/2014 → 08/2017

Risinger & Nelson Orthodontics

Beaumont, TX
08/2017 → Present

Lamar State College - Orange

Orange, TX
10/2025 → Present

Newedge Advisors, Llc

New Orleans, LA

Other Businesses

1. Ms. Baker is a Program Director and Instructor at Lamar State College - Orange. She provides academic/career advice to students, instructs online dental assisting courses, and is responsible for course and program scheduling. Ms. Baker devotes her time to this activity outside of trading hours.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2025-08-27

S65 Uniform Investment Adviser Law Examination

2025-08-27

View on SEC IAPD