Best Investors
Account
Sign in
Best Investors
Account
Sign in
J.p. Morgan Securities LLC CRD 79
$430B regulatory AUM 407,036 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2026-06-01 |
| TX | RA | APPROVED | 2026-06-01 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Jpmorgan Chase Bank, N.A. | Pacific Palisades | CA | 09/2010 | 03/2017 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Santa Monica | CA | 03/2017 | 10/2020 |
| Bank Of America, N.A. | Santa Monica | CA | 03/2017 | 10/2020 |
| Jpmorgan Chase Bank, N.A. | Hollywood | CA | 09/2021 | 04/2023 |
| Loan Depot | Sherman Oaks | CA | 10/2020 | 10/2021 |
| Jpmc Bank Na (Southwest) | Los Angeles | CA | 06/2023 | Present |
| J.P. Morgan Securities Llc | Los Angeles | CA | 06/2023 | Present |
| Unemployed | Los Angeles | CA | 05/2023 | 05/2023 |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2025-06-03 |
| S63 | Uniform Securities Agent State Law Examination | 2023-07-21 |
| S66 | Uniform Combined State Law Examination | 2023-04-22 |
Reach out to this advisor