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Christopher Gasparro

Seia

Los Angeles, CA

CRD 8177699

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Employer firm

Seia CRD 108163

$22.5B regulatory AUM 114 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Seia

2121 Avenue Of The Stars Suite 1600, Los Angeles, CA 90067 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-12-18
  • CA RA
    APPROVED
    Since 2025-12-18

Branch Locations

2121 Avenue Of The Stars Suite 1600, Los Angeles, CA 90067 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Student Eugene OR 09/2015 06/2020
University Of Oregon Eugene OR 10/2016 03/2017
At&T San Ramon CA 02/2019 07/2020
At&T Oakland CA 08/2020 10/2020
Unemployed Oakland CA 10/2020 03/2021
Oakhurst Country Club Clayton CA 03/2021 03/2025
Oakhurst Country Club Clayton CA 05/2024 10/2025
Ses Llc Los Angeles CA 11/2025 Present
Seia Llc Los Angeles CA 11/2025 Present
  • 09/2015 → 06/2020
    Student
    Eugene, OR
  • 10/2016 → 03/2017
    University Of Oregon
    Eugene, OR
  • 02/2019 → 07/2020
    At&T
    San Ramon, CA
  • 08/2020 → 10/2020
    At&T
    Oakland, CA
  • 10/2020 → 03/2021
    Unemployed
    Oakland, CA
  • 03/2021 → 03/2025
    Oakhurst Country Club
    Clayton, CA
  • 05/2024 → 10/2025
    Oakhurst Country Club
    Clayton, CA
  • 11/2025 → Present
    Ses Llc
    Los Angeles, CA
  • 11/2025 → Present
    Seia Llc
    Los Angeles, CA
Other Businesses

SEIA LLC POSITION: Associate Business Development Officer, NATURE: RIA, INVESTMENT RELATED: Yes, NUMBER OF HOURS: 160, SECURITIES TRADING HOURS: 120, START DATE: 11/03/2025 ADDRESS: 2121 Avenue of the Stars, Suite 1600, Los Angeles CA 90067, United States DESCRIPTION: Business Development

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2025-12-18
  • S65 Uniform Investment Adviser Law Examination
    2025-12-18

View on SEC IAPD

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