Inactive

Samuel Louis Dennis

Leges Wealth Management LLC

CRD 8177444

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Employer firm

Leges Wealth Management LLC CRD 339110

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers

Leges Wealth Management Llc

Scottsdale, AZ • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2026-01-09
AZ	RA	APPROVED	2026-01-01

CA RA
APPROVED

Since 2026-01-09
AZ RA
APPROVED

Since 2026-01-01

Branch Locations

Scottsdale, AZ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Leges Wealth Management Llc	Scottsdale	AZ	10/2025	Present
Taverna	Flagstaff	AZ	07/2023	07/2024
Cutco Cutlery	San Diego	CA	05/2023	07/2024
Northern Arizona University	Flagstaff	AZ	08/2020	05/2024
Unemployed	N/A	XX	10/2015	07/2020
Unemployed	N/A	XX	08/2024	10/2025

10/2025 → Present

Leges Wealth Management Llc

Scottsdale, AZ
07/2023 → 07/2024

Taverna

Flagstaff, AZ
05/2023 → 07/2024

Cutco Cutlery

San Diego, CA
08/2020 → 05/2024

Northern Arizona University

Flagstaff, AZ
10/2015 → 07/2020

Unemployed

N/A, XX
08/2024 → 10/2025

Unemployed

N/A, XX

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2025-08-25

S65 Uniform Investment Adviser Law Examination

2025-08-25

View on SEC IAPD

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