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Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Educational seminars
  • CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2026-01-14
  • CO RA
    APPROVED
    Since 2026-01-14

Branch Locations

Aurora, CO • United States

4707 Executive Dr, San Diego, CA 92121-3091 • United States

Aurora, CO • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Aurora CO 10/2025 Present
Kngdm Sport Performance Aurora CO 05/2025 07/2025
Ao Globe Life Aurora CO 10/2024 04/2025
Green Bay Packer Green Bay WI 04/2024 09/2024
Unemployed Nashville TN 01/2024 03/2024
Iowa State University Ames IA 01/2022 12/2023
University Of Colorado Boulder CO 05/2018 12/2021
Cherry Creek High School Greenwood Village CO 01/2014 04/2018
Unemployed Aurora CO 08/2025 10/2025
  • 10/2025 → Present
    Lpl Financial
    Aurora, CO
  • 05/2025 → 07/2025
    Kngdm Sport Performance
    Aurora, CO
  • 10/2024 → 04/2025
    Ao Globe Life
    Aurora, CO
  • 04/2024 → 09/2024
    Green Bay Packer
    Green Bay, WI
  • 01/2024 → 03/2024
    Unemployed
    Nashville, TN
  • 01/2022 → 12/2023
    Iowa State University
    Ames, IA
  • 05/2018 → 12/2021
    University Of Colorado
    Boulder, CO
  • 01/2014 → 04/2018
    Cherry Creek High School
    Greenwood Village, CO
  • 08/2025 → 10/2025
    Unemployed
    Aurora, CO
Other Businesses

1)10/15/2025 - Odyssey Capital - DBA for LPL Business (entity for LPL business) - Inv Rel - At Reported Business Location(s)

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2026-01-13
  • S66 Uniform Combined State Law Examination
    2026-01-13

View on SEC IAPD

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