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LPl Financial LLC CRD 6413
$819B regulatory AUM 209,600 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2026-01-14 |
Branch Locations
4707 Executive Dr, San Diego, CA 92121-3091 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial | Aurora | CO | 10/2025 | Present |
| Kngdm Sport Performance | Aurora | CO | 05/2025 | 07/2025 |
| Ao Globe Life | Aurora | CO | 10/2024 | 04/2025 |
| Green Bay Packer | Green Bay | WI | 04/2024 | 09/2024 |
| Unemployed | Nashville | TN | 01/2024 | 03/2024 |
| Iowa State University | Ames | IA | 01/2022 | 12/2023 |
| University Of Colorado | Boulder | CO | 05/2018 | 12/2021 |
| Cherry Creek High School | Greenwood Village | CO | 01/2014 | 04/2018 |
| Unemployed | Aurora | CO | 08/2025 | 10/2025 |
1)10/15/2025 - Odyssey Capital - DBA for LPL Business (entity for LPL business) - Inv Rel - At Reported Business Location(s)
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2026-01-13 |
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