Sarah Austin Mitchell

Employer firm

Wells Fargo Clearing Services, LLC CRD 19616

$671B regulatory AUM 5,302 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

Current Employers

Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

Authority	Category	Status	Date
AL	RA	APPROVED	2026-01-13

AL RA
APPROVED

Since 2026-01-13

Branch Locations

2801 Highway 280 S Ste 400 [A1-Rbo], Birmingham, AL 35223 • United States

201 Billy Dyar Blvd, Boaz, AL 35957 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy Yes
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Wells Fargo Clearing Services, Llc	Boaz	AL	10/2025	Present
Wells Fargo Bank, Na	Boaz	AL	10/2022	Present
Private Family	Miramar Beach	FL	08/2020	02/2023
Discover Family Chiropractic	Apply Valley	MN	03/2020	07/2020
Private Family	Baldwinsville	NY	06/2019	01/2020
Onegroup Ins.	Syracuse	NY	09/2016	06/2019
T-Mobile	Syracuse	NY	06/2015	12/2016

10/2025 → Present

Wells Fargo Clearing Services, Llc

Boaz, AL
10/2022 → Present

Wells Fargo Bank, Na

Boaz, AL
08/2020 → 02/2023

Private Family

Miramar Beach, FL
03/2020 → 07/2020

Discover Family Chiropractic

Apply Valley, MN
06/2019 → 01/2020

Private Family

Baldwinsville, NY
09/2016 → 06/2019

Onegroup Ins.

Syracuse, NY
06/2015 → 12/2016

T-Mobile

Syracuse, NY

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2026-01-12
S63	Uniform Securities Agent State Law Examination	2025-12-17

S65 Uniform Investment Adviser Law Examination

2026-01-12
S63 Uniform Securities Agent State Law Examination

2025-12-17

View on SEC IAPD