Adam Paulson

Current Employers

Mariner

5700 W. 112Th Street Suite 500, Overland Park, KS 66211 • United States

Current Registrations

Authority	Category	Status	Date
IN	RA	APPROVED	2020-08-14

IN RA
APPROVED

Since 2020-08-14

Branch Locations

Crown Point, IN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Fidelity Investments	Covington	KY	04/2012	09/2017
Wealth Enhancement Group	Plymouth	MN	09/2017	07/2020
Lpl Financial Llc	Itasca	IL	09/2017	07/2020
Wealth Enhancement Brokerage Services	Plymouth	MN	10/2017	07/2020
Wealth Enhancement Advisory Services	Plymouth	MN	10/2017	07/2020
Mariner Wealth Advisors	Crown Point	IN	07/2020	Present

04/2012 → 09/2017

Fidelity Investments

Covington, KY
09/2017 → 07/2020

Wealth Enhancement Group

Plymouth, MN
09/2017 → 07/2020

Lpl Financial Llc

Itasca, IL
10/2017 → 07/2020

Wealth Enhancement Brokerage Services

Plymouth, MN
10/2017 → 07/2020

Wealth Enhancement Advisory Services

Plymouth, MN
07/2020 → Present

Mariner Wealth Advisors

Crown Point, IN

Previous Registrations

2017-10-26 → 2020-08-03

Wealth Enhancement Advisory Services, Llc

Itasca, IL

Plymouth, MN
2013-05-03 → 2017-09-07

Strategic Advisers Llc

Crown Point, IN

Covington, KY
2005-11-07 → 2012-05-01

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Merrillville, IN
2005-09-29 → 2005-11-01

Morgan Stanley Dw Inc.

Orland Park, IL

Other Businesses

ZERO TO ONE, LLC; CROWN POINT, IN; NOT INVESTMENT RELATED; OWNER/SOFTWARE DEVELOPMENT; START DATE 12/2019; 5 HRS/MONTH, 0HRS/DURING SECURITIES TRADING. BuildWise Solutions, LLC; Not investment related, Crown Point, IN, Co-Owner, Start date: 12/6/2024, 2 hours per month, 0 hours during trading hours, The company manufactures building materials. My primary responsibility is consulting.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2005-09-28

S66 Uniform Combined State Law Examination

2005-09-28

Designations

Other Names

Adam Charles Paulson

View on SEC IAPD