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6550 W Hillsborough Avenue Suite 130, Tampa, FL 33634 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2025-10-23 |
| NC | RA | APPROVED | 2025-10-17 |
Branch Locations
4235 S Stream Blvd Suite 420, Charlotte, NC 28217 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Florida Financial Advisors Dba Tristate Financial Advisors | Charlotte | NC | 10/2025 | Present |
| Kech Inc. | Mooresville | NC | 10/2023 | 06/2025 |
| Kech Inc | Mooresville | NC | 11/2022 | 10/2023 |
| Insight Global | Greensboro | NC | 07/2022 | 09/2022 |
| Kech Inc. | Mooresville | NC | 05/2021 | 08/2021 |
| Harris Teeter | Mooresville | NC | 05/2019 | 01/2020 |
| Unemployed | Mooresville | NC | 09/2021 | 08/2022 |
| Unemployed | Mooresville | NC | 01/2020 | 05/2021 |
| Dominos Pizza | Mooresville | NC | 09/2025 | 02/2026 |
| Unemployed | Mooresville | NC | 01/2015 | 05/2019 |
| Trinity Wealth Securities, Llc | Charlotte | NC | 02/2026 | Present |
Florida Financial Advisors (DBA Tristate Financial Advisors). Investment Related. 4235 S Stream Blvd, Suite 420, Charlotte NC 28217. Nature of Business: RIA. Position: Financial Consultant. Start Date: 10/2025. Hours per Month: 160. Hours per Month During Trading Hours: 160. Investment Related Activities. Florida Financial Insurance, LLC (DBA Tristate Financial Advisors). Investment-Related. 4235 S Stream Blvd, Suite 420, Charlotte NC 28217. Nature of Business: Insurance. Position: Independent Contractor. 10/2025. 10 hours per month during trading hours (approx.). Insurance producer involved in consumer sales Trinity Wealth Securities, LLC. Investment Related. 4235 S Stream Blvd, Suite 420, Charlotte NC 28217. Nature of Business: Securities Sales. Position: Registered Representative. Start Date: 02/2026. Hours per Month: 160. Hours per Month During Trading Hours: 160. Investment Related Activities.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2026-02-03 |
| S65 | Uniform Investment Adviser Law Examination | 2025-09-25 |
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