Best Investors Account Sign in
Current Employers
Florida Financial Advisors, Llc

6550 W Hillsborough Avenue Suite 130, Tampa, FL 33634 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2025-10-23
NC RA APPROVED 2025-10-17
  • FL RA
    APPROVED
    Since 2025-10-23
  • NC RA
    APPROVED
    Since 2025-10-17

Branch Locations

4235 S Stream Blvd Suite 420, Charlotte, NC 28217 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Florida Financial Advisors Dba Tristate Financial Advisors Charlotte NC 10/2025 Present
Kech Inc. Mooresville NC 10/2023 06/2025
Kech Inc Mooresville NC 11/2022 10/2023
Insight Global Greensboro NC 07/2022 09/2022
Kech Inc. Mooresville NC 05/2021 08/2021
Harris Teeter Mooresville NC 05/2019 01/2020
Unemployed Mooresville NC 09/2021 08/2022
Unemployed Mooresville NC 01/2020 05/2021
Dominos Pizza Mooresville NC 09/2025 02/2026
Unemployed Mooresville NC 01/2015 05/2019
Trinity Wealth Securities, Llc Charlotte NC 02/2026 Present
  • 10/2025 → Present
    Florida Financial Advisors Dba Tristate Financial Advisors
    Charlotte, NC
  • 10/2023 → 06/2025
    Kech Inc.
    Mooresville, NC
  • 11/2022 → 10/2023
    Kech Inc
    Mooresville, NC
  • 07/2022 → 09/2022
    Insight Global
    Greensboro, NC
  • 05/2021 → 08/2021
    Kech Inc.
    Mooresville, NC
  • 05/2019 → 01/2020
    Harris Teeter
    Mooresville, NC
  • 09/2021 → 08/2022
    Unemployed
    Mooresville, NC
  • 01/2020 → 05/2021
    Unemployed
    Mooresville, NC
  • 09/2025 → 02/2026
    Dominos Pizza
    Mooresville, NC
  • 01/2015 → 05/2019
    Unemployed
    Mooresville, NC
  • 02/2026 → Present
    Trinity Wealth Securities, Llc
    Charlotte, NC
Other Businesses

Florida Financial Advisors (DBA Tristate Financial Advisors). Investment Related. 4235 S Stream Blvd, Suite 420, Charlotte NC 28217. Nature of Business: RIA. Position: Financial Consultant. Start Date: 10/2025. Hours per Month: 160. Hours per Month During Trading Hours: 160. Investment Related Activities. Florida Financial Insurance, LLC (DBA Tristate Financial Advisors). Investment-Related. 4235 S Stream Blvd, Suite 420, Charlotte NC 28217. Nature of Business: Insurance. Position: Independent Contractor. 10/2025. 10 hours per month during trading hours (approx.). Insurance producer involved in consumer sales Trinity Wealth Securities, LLC. Investment Related. 4235 S Stream Blvd, Suite 420, Charlotte NC 28217. Nature of Business: Securities Sales. Position: Registered Representative. Start Date: 02/2026. Hours per Month: 160. Hours per Month During Trading Hours: 160. Investment Related Activities.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2026-02-03
S65 Uniform Investment Adviser Law Examination 2025-09-25
  • S63 Uniform Securities Agent State Law Examination
    2026-02-03
  • S65 Uniform Investment Adviser Law Examination
    2025-09-25
Other Names
  • Aj Carpenter

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Charlotte, NC

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor