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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2026-02-06
  • NC RA
    APPROVED
    Since 2026-02-06

Branch Locations

2565 Lewisville Clemmons Rd, Clemmons, NC 27012 • United States

6752 Parker Farm Dr Ste 300, Wilmington, NC 28405 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Clearing Services, Llc Clemmons NC 10/2025 Present
Wells Fargo Bank, Na Clemmons NC 01/2023 Present
Publix Cary NC 05/2022 10/2022
Publix Apex NC 10/2020 05/2022
Publix High Point NC 07/2019 10/2020
Publix Colorado Springs CO 09/2017 06/2018
Publix High Point NC 04/2019 07/2019
Publix High Point NC 10/2018 04/2019
Safeway Woodland Park CO 02/2016 09/2017
Unemployed Winston Salem NC 10/2022 01/2023
Unemployed High Point NC 06/2018 10/2018
  • 10/2025 → Present
    Clemmons, NC
  • 01/2023 → Present
    Wells Fargo Bank, Na
    Clemmons, NC
  • 05/2022 → 10/2022
    Publix
    Cary, NC
  • 10/2020 → 05/2022
    Publix
    Apex, NC
  • 07/2019 → 10/2020
    Publix
    High Point, NC
  • 09/2017 → 06/2018
    Publix
    Colorado Springs, CO
  • 04/2019 → 07/2019
    Publix
    High Point, NC
  • 10/2018 → 04/2019
    Publix
    High Point, NC
  • 02/2016 → 09/2017
    Safeway
    Woodland Park, CO
  • 10/2022 → 01/2023
    Unemployed
    Winston Salem, NC
  • 06/2018 → 10/2018
    Unemployed
    High Point, NC
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2026-02-06
S63 Uniform Securities Agent State Law Examination 2026-01-02
  • S65 Uniform Investment Adviser Law Examination
    2026-02-06
  • S63 Uniform Securities Agent State Law Examination
    2026-01-02
Other Names
  • Mark Goldston

View on SEC IAPD

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