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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2026-03-13 |
Branch Locations
715 Center St, Deer Park, TX 77536 • United States
1000 Louisiana St 7Th Fl [Tn/Td-Rbo], Houston, TX 77002 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Bank, Na | Pasadena | TX | 08/2023 | 10/2025 |
| Wells Fargo Clearing Services, Llc | Deer Park | TX | 10/2025 | Present |
| Bombshells Restaurant & Bar | Houston | TX | 10/2020 | 05/2022 |
| Los Chilaquiles | Baytown | TX | 08/2019 | 10/2020 |
| Zero Degrees | Baytown | TX | 07/2019 | 08/2019 |
| Dairy Queen | Baytown | TX | 04/2017 | 07/2019 |
| Woodforest Bank | Baytown | TX | 07/2022 | 08/2023 |
| Unemployed | Baytown | TX | 05/2022 | 07/2022 |
| Unemployed | Baytown | TX | 01/2015 | 04/2017 |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2026-03-13 |
| S63 | Uniform Securities Agent State Law Examination | 2026-01-16 |
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