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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| SC | RA | APPROVED | 2026-01-10 |
Branch Locations
7804 Rivers Ave, North Charleston, SC 29406 • United States
320 Broad St 4Th Fl [Rbo], Charleston, SC 29401 • United States
1320 Main St Ste 600, Columbia, SC 29201 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Bank, Na | North Charleston | SC | 05/2019 | Present |
| Wells Fargo Clearing Services, Llc | North Charleston | SC | 10/2025 | Present |
| Regal Entertainment Group | Summerville | SC | 12/2016 | 07/2018 |
| Regal Entertainment Group | North Charleston | SC | 07/2018 | 05/2019 |
| Unemployed | Summerville | SC | 01/2015 | 12/2016 |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2026-01-09 |
| S63 | Uniform Securities Agent State Law Examination | 2025-12-18 |
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