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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
SC RA APPROVED 2026-01-10
  • SC RA
    APPROVED
    Since 2026-01-10

Branch Locations

7804 Rivers Ave, North Charleston, SC 29406 • United States

320 Broad St 4Th Fl [Rbo], Charleston, SC 29401 • United States

1320 Main St Ste 600, Columbia, SC 29201 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Bank, Na North Charleston SC 05/2019 Present
Wells Fargo Clearing Services, Llc North Charleston SC 10/2025 Present
Regal Entertainment Group Summerville SC 12/2016 07/2018
Regal Entertainment Group North Charleston SC 07/2018 05/2019
Unemployed Summerville SC 01/2015 12/2016
  • 05/2019 → Present
    Wells Fargo Bank, Na
    North Charleston, SC
  • 10/2025 → Present
    North Charleston, SC
  • 12/2016 → 07/2018
    Regal Entertainment Group
    Summerville, SC
  • 07/2018 → 05/2019
    Regal Entertainment Group
    North Charleston, SC
  • 01/2015 → 12/2016
    Unemployed
    Summerville, SC
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2026-01-09
S63 Uniform Securities Agent State Law Examination 2025-12-18
  • S65 Uniform Investment Adviser Law Examination
    2026-01-09
  • S63 Uniform Securities Agent State Law Examination
    2025-12-18

View on SEC IAPD

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