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Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691
$1.78T regulatory AUM 16,844 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2026-07-14 |
| GA | RA | APPROVED | 2026-07-01 |
Branch Locations
One Bryant Park, New York, NY 10036 • UNITED STATES
1066 Main St, Forest Park, GA 30297 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Thrivent Investment Management Inc | Minneapolis | MN | 10/2025 | 02/2026 |
| Thrivent Financial | Appleton | WI | 10/2025 | 02/2026 |
| Truist | Atlanta | GA | 08/2021 | 10/2025 |
| Sharon Mann Designs | Lithia Springs | GA | 09/2020 | 07/2021 |
| Marriott International | Atlanta | GA | 07/2017 | 02/2024 |
| Sharon Mann Designs | Lithia Springs | GA | 08/2016 | 07/2017 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Forest Park | GA | 04/2026 | Present |
| Georgia State University | Atlanta | GA | 08/2016 | 05/2020 |
| Bank Of America, N.A. | Forest Park | GA | 06/2026 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2026-06-30 |
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