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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2021-07-30 |
| MO | RA | APPROVED | 2021-07-28 |
Branch Locations
1535 East Primrose Street, Springfield, MO 65804 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley | Springfield | MO | 07/2013 | 04/2019 |
| Wells Fargo Clearing Services Llc | Springfield | MO | 04/2019 | 07/2021 |
| Morgan Stanley | Springfield | MO | 07/2021 | Present |
1. THE ROAD CHURCH, NOT INV RELATED, CLEVER, MO, TREASURER, START 1/1/2017, 2 HOUR PER MONTH, ZERO DURING TRADING, ENTERING GIVING INTO THE COMPUTER, PRINTING CHECKS, ATTENDING FINANCE MEETINGS, AND PREPARING MONTH EXPENSE REPORTS. 2. NOTARY PUBLIC, NOT INVT RELATED, MISSOURI, GREENE COUNTY, NOTARY, START DATE 9/27/2019, 1 HR PER MONTH, 0 HRS DURING TRADING, NOTARIZE DOCUMENTS 3. *447886- Farm; Investment related- Yes; Clever, Missouri; Agriculture; Sole Proprietor/Owner (proprietor, partner, officer, director, employee, trustee, agent); 07/2021; During business hours: 0; After business hours: 15; Administrative, Accounting/Bookkeeping, Labor/Service. 4. *667344 - Jason and Sarah Justice Rental House; Investment related: Yes; Clever, Missouri; Real Estate; Sole Proprietor/Owner (proprietor, partner, officer, director, employee, trustee, agent); 12/2025; During business hours: 0; After business hours: 1; We own a house adjoined to our personal residence that my father lived in prior to his death.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2013-12-23 |
| S63 | Uniform Securities Agent State Law Examination | 2006-05-19 |
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