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Spencer Lam

LPl Financial LLC

Melville, NY

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-03-04
NY RA APPROVED 2026-02-27
  • TX RA
    APPROVED
    Since 2026-03-04
  • NY RA
    APPROVED
    Since 2026-02-27

Branch Locations

538 Broadhollow Rd, Ste 202, Melville, NY 11747 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Flagstar Bank Brooklyn NY 04/2024 10/2025
First Republic Bank San Francisco CA 07/2022 09/2022
Good Friends Hawaiian Poke Davis CA 01/2020 03/2020
Uc Davis Davis CA 08/2018 08/2024
Abraham Lincoln High School San Francisco CA 08/2014 08/2018
Lpl Financial Llc Melville NY 10/2025 Present
  • 04/2024 → 10/2025
    Flagstar Bank
    Brooklyn, NY
  • 07/2022 → 09/2022
    First Republic Bank
    San Francisco, CA
  • 01/2020 → 03/2020
    Good Friends Hawaiian Poke
    Davis, CA
  • 08/2018 → 08/2024
    Uc Davis
    Davis, CA
  • 08/2014 → 08/2018
    Abraham Lincoln High School
    San Francisco, CA
  • 10/2025 → Present
    Lpl Financial Llc
    Melville, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2026-02-27
  • S66 Uniform Combined State Law Examination
    2026-02-27

View on SEC IAPD

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Other Investors

ROBERT LAWRENCE LEVINE
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BARRY EVAN DAMPF
AMANPREET SINGH KOHLI
MARK HOWARD PHILLIPS
STEVEN JOHN MUSMANNO
STEPHEN ABRAMSON
Jordan Thomas Schrage

Other Offices

CLEAR POINT ADVISORS, INC. · MELVILLE, NY
APS WEALTH MANAGEMENT, LLC · MELVILLE, NY
LI WEALTH MANAGEMENT INC · MELVILLE, NY
VOYA FINANCIAL ADVISORS, INC. · MELVILLE, NY
CETERA INVESTMENT ADVISERS LLC · MELVILLE, NY
CETERA INVESTMENT ADVISERS LLC · MELVILLE, NY
THE PINNACLE FINANCIAL GROUP · MELVILLE, NY
VOYA FINANCIAL ADVISORS, INC. · MELVILLE, NY

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