Gabriel Marc Giusto

Employer firm

LPl Enterprise, LLC CRD 8733

$24.9B regulatory AUM 12,118 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Educational seminars
CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers

Lpl Enterprise, Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
CT	RA	APPROVED	2025-11-18

CT RA
APPROVED

Since 2025-11-18

Branch Locations

Watertown, CT • United States

1 Corporate Drive Suite 205, Shelton, CT 06484 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Planet Financial Group	Meriden	CT	06/2024	08/2024
Stop & Shop	Litchfield	CT	06/2023	08/2023
Epicure Pizza House	Thomaston	CT	06/2021	01/2022
University Of Connecticut	Storrs Mansfield	CT	08/2021	05/2025
Watertown High School	Watertown	CT	08/2017	06/2021
Swift Middle School	Watertown	CT	08/2014	06/2017
Unemployed	Watertown	CT	05/2025	10/2025
Lpl Enterprise, Llc	Shelton	CT	11/2025	Present

06/2024 → 08/2024

Planet Financial Group

Meriden, CT
06/2023 → 08/2023

Stop & Shop

Litchfield, CT
06/2021 → 01/2022

Epicure Pizza House

Thomaston, CT
08/2021 → 05/2025

University Of Connecticut

Storrs Mansfield, CT
08/2017 → 06/2021

Watertown High School

Watertown, CT
08/2014 → 06/2017

Swift Middle School

Watertown, CT
05/2025 → 10/2025

Unemployed

Watertown, CT
11/2025 → Present

Lpl Enterprise, Llc

Shelton, CT

Other Businesses

1. 11/07/2025 - Prudential Advisors - DBA for LPL Business (entity for LPL business) - Watertown, CT - INV REL - Start Date: 11/06/2025 - 160 Hrs/Mth - 160 Hrs During Trading 2. 11/07/2025 - GABRIEL GIUSTO N/A Non-Variable Insurance - Non-Variable Insurance/Insurance Agency - Watertown, CT - INV REL - Start Date: 11/06/2025 - 160 Hrs/Mth - 160 Hrs During Trading

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2025-08-28

S66 Uniform Combined State Law Examination

2025-08-28

View on SEC IAPD