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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-01-09
  • TX RA
    APPROVED
    Since 2026-01-09

Branch Locations

5500 Preston Rd, Dallas, TX 75205 • United States

1 Cowboys Way, Frisco, TX 75034 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Dallas TX 07/2023 Present
Texas Christian University Fort Worth TX 08/2019 05/2023
Desert Vista High School Phoenix AZ 08/2015 05/2019
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2026-01-09
  • S66 Uniform Combined State Law Examination
    2026-01-09
Other Names
  • Kate Kelly
  • Kathryn Kelly
  • Kathryn Grace Kelly
  • Kate Grace Kelly

View on SEC IAPD

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