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Employer firm

Northwestern Mutual Investment Services, LLC CRD 2881

1 advisory clients

Reported services (Item 5G)

  • INVESTMENT RESEARCH; REFERRALS TO OTHER ADVISERS

From the firm’s Form ADV. Read the guides:

Current Employers
Northwestern Mutual Investment Services, Llc

720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States

Current Registrations

AuthorityCategoryStatusDate
LA RA APPROVED 2026-04-02
  • LA RA
    APPROVED
    Since 2026-04-02

Branch Locations

111 Veterans Mem Blvd Ste 940, Metairie, LA 70005 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Northwestern Mutual Life Insurance Company Metairie LA 11/2015 Present
Northwestern Mutual Investment Services Llc Metairie LA 01/2026 Present
Northwestern Mutual Wealth Management Company Milwaukee WI 07/2026 Present
  • 11/2015 → Present
    Northwestern Mutual Life Insurance Company
    Metairie, LA
  • 01/2026 → Present
    Metairie, LA
  • 07/2026 → Present
    Northwestern Mutual Wealth Management Company
    Milwaukee, WI
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2026-03-28
  • S66 Uniform Combined State Law Examination
    2026-03-28
Other Names
  • Bill Ball

View on SEC IAPD

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