Alan Frank Hark

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Educational seminars
CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2012-03-08
PA	RA	APPROVED	2011-12-21

TX RA
APPROVED

Since 2012-03-08
PA RA
APPROVED

Since 2011-12-21

Branch Locations

182 W Court St, Doylestown, PA 18901-4106 • United States

40 Lloyd Ave, Malvern, PA 19355 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Hark & Associates P.C.	Malvern	PA	11/2010	Present
Lpl Financial Llc	Doylestown	PA	07/2011	Present

11/2010 → Present

Hark & Associates P.C.

Malvern, PA
07/2011 → Present

Lpl Financial Llc

Doylestown, PA

Other Businesses

1. 1/15/2020 - Hark & Associates, PC - Investment Related - 40 Lloyd Ave Ste 201, Malvern PA 19355 - CPA Affiliate Program - Started 11/01/2010 - 175 Hours Per Month/7 Hours During Securities Trading - Accounting, tax, business consulting. 2) 01/02/2025 - Hark Maskarinec PC - Investment Related - CPA Affiliate Program - Malvern PA - Start Date:11/01/2010 - 175 Hrs/Mth - 7 Hrs During Trading.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2011-12-19

S66 Uniform Combined State Law Examination

2011-12-19

View on SEC IAPD

Employer firm

Current Employers

Lpl Financial Llc

Disclosures

Employment History

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