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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2014-07-16 |
| TX | RA | APPROVED | 2007-07-13 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | La Crosse | WI | 06/2005 | Present |
| Bank Of America,Na | Lacrosse | WI | 09/2009 | Present |
I*109889 FOR-PROFIT, NAME : TREEHOUSE GIFTS, INCINVESTMENT RELATED: N ADDRESS :ONALASKA, WISCONSIN 54650 NATURE OF BUSINESS: CORPORATION,POSITION, TITLE, ASSOCIATION: OTHER, VOLUNTEER CONSULTANT/BUYERSTART DATE OF RELATIONSHIP: 43031NUMBER OF HOURS DEVOTED: 5 HOUR(S) MONTHLYNUMBER OF HOURS DEVOTED DURING TRADING HOURS: 5DUTIES: VOLUNTEER BUYER OF HOME DÃ?COR AND GIFT ITEMS I*: 2469290 Fiduciary role Name : M. J. Address: Wayzata, MN 55391 Investment Related: No Position, Title, Association: Power of Attorney Employee Start Date: 5/15/2025 Number of Hours: 1 hr annually Number of Hours during trading: 1 hr annually Duties: POA for Spouse I*2445278, Entity For Profit, Name : DBA Lindsay Johnson Address: WayzataMN55391 Investment Related: No Position, Title, Association: Owner Employee Start Date:05/05/2025 No Hours:10 yearly No Hours during trading: 0 Duties:Song writing/performing arts I*2621267, Not for profit, Name: LJ Trust Address :Redwood FallsMinnesota56283 Investment Related:No Position, Title, Association: investment Advisor Employee Start Date:04/15/2025 No Hours: 0.5 yearly No Hours during trading: 0 Duties: His duties are to oversee the financials execute any decisions financially as necessary I*2703309,, Name of OBA: C J, Address: Wayzata, Minnesota, 55391, Investment Related: N, Position, Title, Association: Power of Attorney, Employee State Date: 08/09/2025, No Hours: 0 Yearly, No Hours during Trading: 0 Yearly, Duties:
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2005-09-02 |
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