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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2014-07-16
TX RA APPROVED 2007-07-13
  • MN RA
    APPROVED
    Since 2014-07-16
  • TX RA
    APPROVED
    Since 2007-07-13

Branch Locations

315 Lake St E, Wayzata, MN 55391 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated La Crosse WI 06/2005 Present
Bank Of America,Na Lacrosse WI 09/2009 Present
Other Businesses

I*109889 FOR-PROFIT, NAME : TREEHOUSE GIFTS, INCINVESTMENT RELATED: N ADDRESS :ONALASKA, WISCONSIN 54650 NATURE OF BUSINESS: CORPORATION,POSITION, TITLE, ASSOCIATION: OTHER, VOLUNTEER CONSULTANT/BUYERSTART DATE OF RELATIONSHIP: 43031NUMBER OF HOURS DEVOTED: 5 HOUR(S) MONTHLYNUMBER OF HOURS DEVOTED DURING TRADING HOURS: 5DUTIES: VOLUNTEER BUYER OF HOME DÃ?COR AND GIFT ITEMS I*: 2469290 Fiduciary role Name : M. J. Address: Wayzata, MN 55391 Investment Related: No Position, Title, Association: Power of Attorney Employee Start Date: 5/15/2025 Number of Hours: 1 hr annually Number of Hours during trading: 1 hr annually Duties: POA for Spouse I*2445278, Entity For Profit, Name : DBA Lindsay Johnson Address: WayzataMN55391 Investment Related: No Position, Title, Association: Owner Employee Start Date:05/05/2025 No Hours:10 yearly No Hours during trading: 0 Duties:Song writing/performing arts I*2621267, Not for profit, Name: LJ Trust Address :Redwood FallsMinnesota56283 Investment Related:No Position, Title, Association: investment Advisor Employee Start Date:04/15/2025 No Hours: 0.5 yearly No Hours during trading: 0 Duties: His duties are to oversee the financials execute any decisions financially as necessary I*2703309,, Name of OBA: C J, Address: Wayzata, Minnesota, 55391, Investment Related: N, Position, Title, Association: Power of Attorney, Employee State Date: 08/09/2025, No Hours: 0 Yearly, No Hours during Trading: 0 Yearly, Duties:

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-09-02
  • S66 Uniform Combined State Law Examination
    2005-09-02
Other Names
  • Lindsay A Foust

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