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Iconiq Capital, LLC CRD 159198
$118B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
50 Beale St. Ste 2300, San Francisco, CA 94105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2026-01-24 |
Branch Locations
50 Beale St. Ste 2300, San Francisco, CA 94105 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Pepperdine University | Malibu | CA | 08/2022 | 05/2025 |
| Starbucks | Seattle | WA | 02/2022 | 08/2022 |
| Pepperdine University Center For The Arts | Malibu | CA | 08/2022 | 05/2025 |
| Urban Outfitters | Malibu | CA | 08/2024 | 04/2025 |
| The Pepperdine Beacon | Malibu | CA | 07/2024 | 05/2025 |
| Erehwon | Calabasas | CA | 04/2025 | 06/2025 |
| Target | Union | KY | 08/2020 | 02/2022 |
| Sherwood Financial Partners | Westlake Village | CA | 01/2025 | 03/2025 |
| Kroger | Union | KY | 01/2020 | 08/2020 |
| Unemployed | Union | KY | 01/2015 | 01/2020 |
| Unemployed | Calabasas | CA | 06/2025 | 07/2025 |
| Iconiq | San Francisco | CA | 07/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2026-01-23 |
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