Dawn Fei Autry

Employer firm

LPl Enterprise, LLC CRD 8733

$24.9B regulatory AUM 12,118 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Educational seminars
CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers

Lpl Enterprise, Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
GA	RA	APPROVED	2026-06-22
AL	RA	APPROVED	2026-04-20
TN	RA	APPROVED	2026-04-20

GA RA
APPROVED

Since 2026-06-22
AL RA
APPROVED

Since 2026-04-20
TN RA
APPROVED

Since 2026-04-20

Branch Locations

Huntsville, AL • United States

3343 Peachtree Road, N.E. Suite 700, Atlanta, GA 30326 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Lpl Enterprise Llc	Franklin	TN	10/2025	Present
The University Of Alabama	Tuscaloosa	AL	08/2021	08/2025
Oak Mountain Middle School	Birmingham	AL	08/2014	08/2021

10/2025 → Present

Lpl Enterprise Llc

Franklin, TN
08/2021 → 08/2025

The University Of Alabama

Tuscaloosa, AL
08/2014 → 08/2021

Oak Mountain Middle School

Birmingham, AL

Other Businesses

1. 10/03/2025 - Prudential Advisors - DBA for LPL Business (entity for LPL business) - Inv Related - Huntsville, AL - Start Date 10/02/2025 - 160hrs/MTH 160hrs/MTH During Trading 2. 10/03/2025 - DAWN FEI AUTRY - N/A Non-Variable Insurance - Non-Variable Insurance/Insurance Agency - Inv Related - Huntsville, AL - Start Date 10/02/2025 - 160hrs/MTH 160hrs/MTH During Trading

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2026-04-18

S66 Uniform Combined State Law Examination

2026-04-18

View on SEC IAPD