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Employer firm

Raymond James Financial Services Advisors, Inc CRD 149018

$390B regulatory AUM 5,542 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-11-11
  • TX RA
    APPROVED
    Since 2025-11-11

Branch Locations

1905 Loop 332, Liberty Hill, TX 78642 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James Financial Services, Inc. Liberty Hill TX 09/2025 Present
Palatine Police Department Palatine IL 09/2020 09/2025
1913 Restaurant & Wine Bar Roselle IL 10/2019 09/2020
Stoney River Deer Park IL 01/2020 06/2020
Petsmart Schaumburg IL 10/2019 01/2020
Western Illinois University Macomb IL 08/2016 08/2019
Arlington International Racecourse Arlington Heights IL 08/2017 10/2019
Raymond James Financial Services Advisors, Inc. Liberty Hill TX 09/2025 Present
  • 09/2025 → Present
    Raymond James Financial Services, Inc.
    Liberty Hill, TX
  • 09/2020 → 09/2025
    Palatine Police Department
    Palatine, IL
  • 10/2019 → 09/2020
    1913 Restaurant & Wine Bar
    Roselle, IL
  • 01/2020 → 06/2020
    Stoney River
    Deer Park, IL
  • 10/2019 → 01/2020
    Petsmart
    Schaumburg, IL
  • 08/2016 → 08/2019
    Western Illinois University
    Macomb, IL
  • 08/2017 → 10/2019
    Arlington International Racecourse
    Arlington Heights, IL
  • 09/2025 → Present
    Liberty Hill, TX
Other Businesses

Oak Crest Financial Not Investment Related Liberty Hill, TX DBA/Support Company Registered Associate 10/08/2025 0 Hours/Month 0 During Trading Hours

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-10-01
  • S66 Uniform Combined State Law Examination
    2025-10-01

View on SEC IAPD

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