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Current Employers
Paradigm Investment Advisory, Llc

1140 Us 22 East Suite 105, Bridgewater, NJ 08807 • United States

Current Registrations

AuthorityCategoryStatusDate
AL RA APPROVED 2025-01-20
TX RA APPROVED 2025-01-20
NJ RA APPROVED 2025-01-17
  • AL RA
    APPROVED
    Since 2025-01-20
  • TX RA
    APPROVED
    Since 2025-01-20
  • NJ RA
    APPROVED
    Since 2025-01-17

Branch Locations

1140 Us 22 East Suite 105, Bridgewater, NJ 08807 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc. Florham Park NJ 07/2012 01/2025
Lpl Financial Llc Madison NJ 01/2025 Present
Paradigm Investment Advisory Llc Bridgewater NJ 01/2025 Present
Previous Registrations
Other Businesses

1) 10/2024 - Bruen Wealth Management / DBA for LPL Business (entity for LPL business) - Investment related - At reported business location(s) Start date 01/01/2025 -160 Hrs per month - 100% Time Spent 2) 10/2024 - Bruen Wealth / DBA for LPL Business (entity for LPL business) - Investment related - At reported business location(s) Start date 01/01/2025 -160 Hrs per month - 100% Time Spent 3) 10/2024 - Paradigm Wealth Management / DBA for LPL Business (entity for LPL business) - Investment related - At reported business location(s) Start date 01/01/2025 -160 Hrs per month - 100% Time Spent 4) 01/21/2025 - Paradigm Investment Advisory LLC - Investment Related - Registered Investment Advisor Hybrid - At Reported Business Location(s) - Start Date:01/16/2025 - 160 Hrs/Mth - 8 Hrs During Trading. I provide investment advisory services through Paradigm Investment Advisory, LLC, LLC, an independent investment advisor firm. I started this business activity in 1/2025. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-01-23
  • S66 Uniform Combined State Law Examination
    2012-01-23

View on SEC IAPD

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