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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2026-06-11 |
| TX | RA | APPROVED | 2026-06-10 |
| CA | RA | APPROVED | 2026-06-09 |
Branch Locations
3533 California St, San Francisco, CA 94118 • United States
4741 Madison Ave, Floor 02, Sacramento, CA 95841 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Jpmorgan Chase Bank, N.A. | San Francisco | CA | 06/2026 | Present |
| J.P. Morgan Securities Llc | San Francisco | CA | 06/2026 | Present |
| Unemployed | South San Francisco | CA | 05/2026 | 05/2026 |
| Equitable | San Francisco | CA | 03/2026 | 04/2026 |
| Ernst & Young Llp | San Francisco | CA | 07/2019 | 02/2026 |
| Unemployed | Elk Grove | CA | 01/2019 | 06/2019 |
| Silicon Valley Fund | San Jose | CA | 01/2018 | 12/2018 |
| The Club At Los Gatos | Los Gatos | CA | 08/2018 | 11/2018 |
| Unemployed | San Jose | CA | 06/2016 | 12/2017 |
NAME OF OTHER BUSINESS:International Society of Filipinos in Finance and IS THIS OTHER BUSINESS INVESTMENT RELATED?:No ADDRESS:9350 Wilshire Blvd., Suite 203, Beverly Hills,CA,90212,USA NATURE OF OTHER BUSINESS:Non-Profit YOUR POSITION, TITLE, OR RELATIONSHIP WITH THIS OTHER BUSINESS:Board of Directors member START DATE OF YOUR RELATIONSHIP:2022-05-01 APPROXIMATE NUMBER OF HOURS/MONTH YOU DEVOTE TO THE OTHER BUSINESS:15 NUMBER OF HOURS DEVOTED TO THE OTHER BUSINESS DURING SECURITIES TRADING HOURS:0 BRIEFLY DESCRIBE YOUR DUTIES RELATING TO THE OTHER BUSINESS:I serve as President of the San Francisco Chapter. In charge of mentorship and Filipino and Filipino American students and finance professionals. My name is on the bank account for the San Francisco chapter. IS THIS A RESIDENTIAL ADDRESS?:No
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2025-09-01 |
| S63 | Uniform Securities Agent State Law Examination | 2025-07-02 |
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