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Tzu Jung Huang

Ubs Financial Services Inc.

Brea, CA

Irvine, CA

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2026-01-20
  • CA RA
    APPROVED
    Since 2026-01-20

Branch Locations

135 S. State College Blvd Suite 650, Brea, CA 92821 • United States

Irvine, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services, Inc Brea CA 10/2025 Present
Sumitomo Mitsui Banking Corporation Taipei 07/2017 02/2022
Cdib & Partners Investment Holding Corporation Taipei 09/2011 06/2017
Unemployed Irivine CA 03/2022 10/2025
  • 10/2025 → Present
    Ubs Financial Services, Inc
    Brea, CA
  • 07/2017 → 02/2022
    Sumitomo Mitsui Banking Corporation
    Taipei
  • 09/2011 → 06/2017
    Cdib & Partners Investment Holding Corporation
    Taipei
  • 03/2022 → 10/2025
    Unemployed
    Irivine, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2026-01-20
  • S66 Uniform Combined State Law Examination
    2026-01-20

View on SEC IAPD

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