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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-04-02
NC RA APPROVED 2026-02-06
  • TX RA
    APPROVED
    Since 2026-04-02
  • NC RA
    APPROVED
    Since 2026-02-06

Branch Locations

851 Willow Dr, Chapel Hill, NC 27514 • United States

100 Banks Dr, Chapel Hill, NC 27514 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Chapel Hill NC 06/2011 Present
Other Businesses

I*2938272, Entity Type, Name of OBA: Rental Property 1 Address: GrahamNorth Carolina27253 Investment Related: No Position, Title, Association: Co-owner with other family members Employee Start Date: 03/03/2025 No Hours: 3 yearly No Hours during trading: 0 Duties:

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2026-02-06
  • S66 Uniform Combined State Law Examination
    2026-02-06
Other Names
  • Juanita Denisse Soto Noriega

View on SEC IAPD

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