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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| RI | RA | APPROVED | 2026-03-13 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Providence | RI | 09/2025 | Present |
| Bny | Boston | MA | 03/1990 | 09/2025 |
I*2947275Entity Type: Name of OBA: ETM TrustAddress: Massachusetts, 2081Investment Related: NoPosition, Title, Association: TrusteeEmployee Start Date: 03/18/2021Number of Hours: 4, YearlyNumber of Hours during trading: 0, YearlyDuties: I*2948278Entity Type: Name of OBA: T J M Supplemental Needs TrustAddress: Massachusetts, 2081Investment Related: NoPosition, Title, Association: TrusteeEmployee Start Date: 03/18/2021Number of Hours: 10, YearlyNumber of Hours during trading: 0, YearlyDuties: I*2948278Entity Type: Name of OBA: T J M Supplemental Needs TrustAddress: Massachusetts, 2081Investment Related: NoPosition, Title, Association: TrusteeEmployee Start Date: 03/18/2021Number of Hours: 10, YearlyNumber of Hours during trading: 0, YearlyDuties: I*3375265, Entity Type: , Name of OBA: T J M TTEE U/A DTD 03/18/2021 TJM SN TRUST , Address: Walpole, Massachusetts, 02081, Investment Related: N, Position, Title, Association: Trustee, Employee Start Date: 12/23/2025, No Hours: 4 Yearly, No Hours during Trading: 0 Yearly, Duties:
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2026-03-13 |
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