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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WI | RA | APPROVED | 2025-12-26 |
Branch Locations
1463 Capitol Dr Ste C, Pewaukee, WI 53072 • United States
111 East Kilbourn Avenue 23Rd Fl [Gt-Rbo], Milwaukee, WI 53202 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Bank, Na | Pewaukee | WI | 01/2024 | Present |
| Wells Fargo Clearing Services, Llc | Pewaukee | WI | 09/2025 | Present |
| Tlc | Germantown | WI | 06/2017 | 08/2019 |
| Dick's Sporting Goods | Grafton | WI | 02/2022 | 01/2024 |
| Saloon Royal | West Bend | WI | 06/2023 | 01/2024 |
| Concordia University Wisconsin | Mequon | WI | 08/2021 | 12/2024 |
| Living Word Lutheran High School | Jackson | WI | 01/2015 | 05/2020 |
| Unemployed | West Bend | WI | 05/2020 | 08/2021 |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2025-12-26 |
| S63 | Uniform Securities Agent State Law Examination | 2025-12-03 |
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