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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-01-02
CA RA APPROVED 2025-12-08
  • TX RA
    APPROVED
    Since 2026-01-02
  • CA RA
    APPROVED
    Since 2025-12-08

Branch Locations

2704 Loker Ave, Carlsbad, CA 92010 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Carlsbad CA 09/2025 Present
Bank Of America Carlsbad CA 09/2024 09/2025
Global Financial Impact San Jose CA 05/2024 09/2024
V4 Company Vitoria 02/2022 04/2024
Corcoran Jennison Hospitality Llc Brewster MA 12/2021 03/2022
Travelmate Intercambio Vitoria 07/2019 01/2022
Federal University Of Espirito Santo Vitoria 08/2016 12/2022
Bank Of America, N.A. Carlsbad CA 10/2025 Present
  • 09/2025 → Present
    Carlsbad, CA
  • 09/2024 → 09/2025
    Bank Of America
    Carlsbad, CA
  • 05/2024 → 09/2024
    Global Financial Impact
    San Jose, CA
  • 02/2022 → 04/2024
    V4 Company
    Vitoria
  • 12/2021 → 03/2022
    Corcoran Jennison Hospitality Llc
    Brewster, MA
  • 07/2019 → 01/2022
    Travelmate Intercambio
    Vitoria
  • 08/2016 → 12/2022
    Federal University Of Espirito Santo
    Vitoria
  • 10/2025 → Present
    Bank Of America, N.A.
    Carlsbad, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-12-08
  • S66 Uniform Combined State Law Examination
    2025-12-08

View on SEC IAPD

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