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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-11-19
CA RA APPROVED 2025-11-04
  • TX RA
    APPROVED
    Since 2025-11-19
  • CA RA
    APPROVED
    Since 2025-11-04

Branch Locations

200 E Franklin St, Monterey, CA 93940 • United States

3640 Rio Rd, Carmel, CA 93923 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Salinas CA 03/2024 Present
Bank Of America Monterey CA 03/2024 09/2025
Rsf Properties Llc Stockton CA 08/2016 02/2025
Safeway Carmel CA 10/2023 03/2024
Markstein Sales Co Antioch CA 10/2021 02/2022
Spediacci Construction, Inc. Stockton CA 06/2020 08/2020
Colorado Mesa University Grand Junction CO 04/2016 09/2016
Full Time Education At Colorado Mesa University Grand Junction CA 08/2015 01/2020
Spediacci Construction, Inc. Stockton CA 05/2019 08/2019
Bank Of America, N.A. Salinas CA 10/2025 Present
  • 03/2024 → Present
    Salinas, CA
  • 03/2024 → 09/2025
    Bank Of America
    Monterey, CA
  • 08/2016 → 02/2025
    Rsf Properties Llc
    Stockton, CA
  • 10/2023 → 03/2024
    Safeway
    Carmel, CA
  • 10/2021 → 02/2022
    Markstein Sales Co
    Antioch, CA
  • 06/2020 → 08/2020
    Spediacci Construction, Inc.
    Stockton, CA
  • 04/2016 → 09/2016
    Colorado Mesa University
    Grand Junction, CO
  • 08/2015 → 01/2020
    Full Time Education At Colorado Mesa University
    Grand Junction, CA
  • 05/2019 → 08/2019
    Spediacci Construction, Inc.
    Stockton, CA
  • 10/2025 → Present
    Bank Of America, N.A.
    Salinas, CA
Other Businesses

I*2250257Entity Type: For ProfitName of OBA: selfAddress:Cambridge OhioInvestment Related:NoPosition, Title, Association:OwnerStart Date:04/01/2025No Hours: 1 MonthlyNo Hours during trading:0 MonthlyDuties:rental income from tenants. Ownership of property.I*2942285Entity Type: N/AName of OBA: Rental Property 1Address:Grand Junction ColoradoInvestment Related:NoPosition, Title, Association:Co-owner with other family membersStart Date:08/16/2016No Hours: 1 YearlyNo Hours during trading:0 YearlyDuties:N/A I*3054275 Entity Type: For Profit Name of OBA:RSF MON LLC Address:Philipsburg Montana Investment Related:No Position, Title, Association:Other Start Date:04/01/2021 No Hours: 1 Yearly No Hours during trading:0 Yearly Duties:Real estate development project in Philipsburg Montana. Passive participant.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-02-02
  • S66 Uniform Combined State Law Examination
    2025-02-02
Other Names
  • Robbie Farrens

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