Santanu Nandi

Current Employers

Lpl Enterprise, Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2026-04-29
IL	RA	APPROVED	2025-11-20

TX RA
APPROVED

Since 2026-04-29
IL RA
APPROVED

Since 2025-11-20

Branch Locations

1901 Butterfield Road Suite 250, Downers Grove, IL 60515 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Hgs Cx Technologies Inc	Warrenville	IL	03/2019	07/2025
Unemployed	Naperville	IL	01/2019	02/2019
Sutherland Global Services Inc	Rochester	NY	03/2012	12/2018
Lpl Enterprise Llc	Downer's Grove	IL	10/2025	Present

03/2019 → 07/2025

Hgs Cx Technologies Inc

Warrenville, IL
01/2019 → 02/2019

Unemployed

Naperville, IL
03/2012 → 12/2018

Sutherland Global Services Inc

Rochester, NY
10/2025 → Present

Lpl Enterprise Llc

Downer's Grove, IL

Other Businesses

1. 09/26/2025 - Prudential Advisors - DBA for LPL Business (entity for LPL business) - INV REL - Naperville, IL - Start Date 09/25/2025 - 160 HRS/MO | 160 HRS/MO DURING TRADING 2. 09/26/2025 - SANTANU NANDI N/A Non-Variable Insurance - Non-Variable Insurance/Insurance Agency - INV REL - Naperville, IL - Start Date 09/25/2025 - 160 HRS/MO | 160 HRS/MO DURING TRADING

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2025-11-20

S66 Uniform Combined State Law Examination

2025-11-20

View on SEC IAPD

Current Employers

Lpl Enterprise, Llc

Disclosures

Employment History

Other Businesses

Exams

Other Firms

Other Investors

Other Offices

Reviews