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Groton, NH • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NH | RA | APPROVED | 2026-03-04 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Dw West Investments Llc | Groton | NH | 01/2026 | Present |
| Mount Prospect Academy | Pike | NH | 10/2023 | Present |
| National Renewable Energy Laboratory | Golden | CO | 05/2022 | 10/2023 |
| University Of Maine - Advanced Structures And Composites Center | Orono | ME | 06/2017 | 05/2022 |
| University Of Maine | Orono | ME | 10/2015 | 05/2022 |
Name of other business: Mount Prospect Academy Investment-related?: No Address of other business: Pike, New Hampshire Nature of other business: Education / school (teaching and student instruction) Position / title / relationship: Teacher / Math Instructor (Full-Time employee) Start date of relationship: 10/2023 Approx. hours/month devoted: ~160 hours/month Hours during securities trading hours: ~120-140 hours/month Brief description of duties: Provide classroom instruction (primarily math), lesson planning, grading/assessment, student supervision, and related meetings/administrative responsibilities. The role is not investment-related. Advisory services are conducted outside school hours and no school resources are used for advisory activities.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2025-08-16 |
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