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880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AL | RA | APPROVED | 2026-03-18 |
| MO | RA | APPROVED | 2026-02-12 |
Branch Locations
3010 E. Battlefield Road Suite A, Springfield, MO 65804 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond James Financial Services Advisors, Inc. | Springfield | MO | 09/2025 | Present |
| 7 Brew | Springfield | MO | 11/2023 | 10/2025 |
| Pinnacle Advisors | Springfield | MO | 01/2015 | 10/2023 |
| Northeastern Oklahoma A&M College | Miami | OK | 08/2021 | 05/2022 |
| Southwest Baptist University | Bolivar | MO | 08/2022 | 05/2023 |
| Missouri State University | Springfield | MO | 08/2020 | Present |
(1)Name of Business: Lumley Team Address: 3010 E Battlefield Rd Ste A, Springfield, MO, 65804-4018, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 05/01/2026 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: Advisor for Brian Lumley's (my father) firm which is an ICD of Raymond James Financial Services
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2026-02-12 |
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