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Employer firm

Raymond James Financial Services Advisors, Inc CRD 149018

$390B regulatory AUM 5,542 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
NV RA APPROVED 2026-07-01
AZ RA APPROVED 2026-06-29
  • NV RA
    APPROVED
    Since 2026-07-01
  • AZ RA
    APPROVED
    Since 2026-06-29

Branch Locations

Peoria, AZ • United States

288 Elks Point Road , Zephyr Cove, NV 89448 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James Financial Services, Inc. Phoenix AZ 09/2025 Present
Round Table Pizza Folsom CA 04/2020 06/2020
Live Nation Hartford CT 05/2023 08/2023
House Of Mules Folsom CA 04/2024 06/2024
Empire Ranch Golf Club Folsom CA 06/2024 08/2025
Oak Ridge High School El Dorado Hills CA 08/2015 05/2019
St. Thomas More School Oakdale CT 08/2019 12/2019
City College Of San Francisco San Francisco CA 06/2020 05/2022
Central Connecticut State University New Britain CT 01/2023 05/2024
Lindsey Wilson College/University Columbia KY 01/2025 04/2025
Folsom Lake College Folsom CA 12/2019 04/2020
Legacy Wealth Management Sacramento CA 09/2025 Present
Unemployed Folsom CA 05/2022 05/2023
Raymond James Financial Services Advisors, Inc. Zephyr Cove NV 06/2026 Present
Nxtjen Financial Services Peoria IL 08/2026 Present
  • 09/2025 → Present
    Raymond James Financial Services, Inc.
    Phoenix, AZ
  • 04/2020 → 06/2020
    Round Table Pizza
    Folsom, CA
  • 05/2023 → 08/2023
    Live Nation
    Hartford, CT
  • 04/2024 → 06/2024
    House Of Mules
    Folsom, CA
  • 06/2024 → 08/2025
    Empire Ranch Golf Club
    Folsom, CA
  • 08/2015 → 05/2019
    Oak Ridge High School
    El Dorado Hills, CA
  • 08/2019 → 12/2019
    St. Thomas More School
    Oakdale, CT
  • 06/2020 → 05/2022
    City College Of San Francisco
    San Francisco, CA
  • 01/2023 → 05/2024
    Central Connecticut State University
    New Britain, CT
  • 01/2025 → 04/2025
    Lindsey Wilson College/University
    Columbia, KY
  • 12/2019 → 04/2020
    Folsom Lake College
    Folsom, CA
  • 09/2025 → Present
    Legacy Wealth Management
    Sacramento, CA
  • 05/2022 → 05/2023
    Unemployed
    Folsom, CA
  • 06/2026 → Present
    Zephyr Cove, NV
  • 08/2026 → Present
    Nxtjen Financial Services
    Peoria, IL
Other Businesses

(1)Name of Business: CAZ04 Address: 10038 W Redbird Rd, Peoria, AZ, 85383, United States Activity Type: Support Company - Non Owner Position/Title: Independent Contractor, Associate/Employee Investment Related: No Start Date: 10/15/2025 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: Attending the AMP class at Raymond James with the home office visit scheduled July 26. Current responsibilities are primarily training for integration into all of the business activities of branch CAZ04. Once fully trained, prospect in an effort to grow all business activities of branch CAZ04.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2026-06-11
  • S66 Uniform Combined State Law Examination
    2026-06-11

View on SEC IAPD

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