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Raymond James Financial Services Advisors, Inc CRD 149018
$390B regulatory AUM 5,542 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NV | RA | APPROVED | 2026-07-01 |
| AZ | RA | APPROVED | 2026-06-29 |
Branch Locations
288 Elks Point Road , Zephyr Cove, NV 89448 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond James Financial Services, Inc. | Phoenix | AZ | 09/2025 | Present |
| Round Table Pizza | Folsom | CA | 04/2020 | 06/2020 |
| Live Nation | Hartford | CT | 05/2023 | 08/2023 |
| House Of Mules | Folsom | CA | 04/2024 | 06/2024 |
| Empire Ranch Golf Club | Folsom | CA | 06/2024 | 08/2025 |
| Oak Ridge High School | El Dorado Hills | CA | 08/2015 | 05/2019 |
| St. Thomas More School | Oakdale | CT | 08/2019 | 12/2019 |
| City College Of San Francisco | San Francisco | CA | 06/2020 | 05/2022 |
| Central Connecticut State University | New Britain | CT | 01/2023 | 05/2024 |
| Lindsey Wilson College/University | Columbia | KY | 01/2025 | 04/2025 |
| Folsom Lake College | Folsom | CA | 12/2019 | 04/2020 |
| Legacy Wealth Management | Sacramento | CA | 09/2025 | Present |
| Unemployed | Folsom | CA | 05/2022 | 05/2023 |
| Raymond James Financial Services Advisors, Inc. | Zephyr Cove | NV | 06/2026 | Present |
| Nxtjen Financial Services | Peoria | IL | 08/2026 | Present |
(1)Name of Business: CAZ04 Address: 10038 W Redbird Rd, Peoria, AZ, 85383, United States Activity Type: Support Company - Non Owner Position/Title: Independent Contractor, Associate/Employee Investment Related: No Start Date: 10/15/2025 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: Attending the AMP class at Raymond James with the home office visit scheduled July 26. Current responsibilities are primarily training for integration into all of the business activities of branch CAZ04. Once fully trained, prospect in an effort to grow all business activities of branch CAZ04.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2026-06-11 |
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