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Travis John Leta

J.P. Morgan Securities LLC

Sterling Heights, MI

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2022-05-24
MI RA APPROVED 2019-02-20
  • TX RA
    APPROVED_RES
    Since 2022-05-24
  • MI RA
    APPROVED
    Since 2019-02-20

Branch Locations

40880 Dequindre Fl. 1, Sterling Heights, MI 48310-1763 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Chase Bank Na Sterling Heights MI 10/2011 Present
J.P. Morgan Securities Llc Sterling Heights MI 10/2012 Present
  • 10/2011 → Present
    Jpmorgan Chase Bank Na
    Sterling Heights, MI
  • 10/2012 → Present
    J.P. Morgan Securities Llc
    Sterling Heights, MI
Previous Registrations
  • 2006-03-15 → 2008-04-02
    Osaic Fa, Inc.
    Cincinnati, OH
  • 2005-07-28 → 2006-03-09
    Waddell & Reed
    Cincinnati, OH
    West Chester, OH
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-02-04
S63 Uniform Securities Agent State Law Examination 2006-02-01
  • S66 Uniform Combined State Law Examination
    2019-02-04
  • S63 Uniform Securities Agent State Law Examination
    2006-02-01
Other Names
  • Travis J Leta

View on SEC IAPD

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SEAN MICHAEL CLANCY
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MICHAEL EARL CLANCY
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Other Offices

EDWARD JONES · STERLING HEIGHTS, MI
PNC WEALTH MANAGEMENT LLC · SHELBY TWP, MI
AMERIPRISE FINANCIAL SERVICES, LLC · Shelby Township, MI
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Shleby Township, MI
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Shelby Township, MI
THE FIDUCIARY ALLIANCE · STERLING HEIGHTS, MI
THRIVENT INVESTMENT MANAGEMENT INC. · STERLING HEIGHTS, MI
OSAIC WEALTH, INC. · STERLING HEIGHTS, MI

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