Gregg A Smith

Current Employers

Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2026-01-16
AZ	RA	APPROVED	2025-12-15

TX RA
APPROVED

Since 2026-01-16
AZ RA
APPROVED

Since 2025-12-15

Branch Locations

2398 E Camelback Rd, Phoenix, AZ 85016 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Morgan Stanley	Phoenix	AZ	10/2025	Present
Microsoft	Redmond	WA	08/2002	04/2025
Unemployed	Winter Springs	FL	04/2025	10/2025

10/2025 → Present

Morgan Stanley

Phoenix, AZ
08/2002 → 04/2025

Microsoft

Redmond, WA
04/2025 → 10/2025

Unemployed

Winter Springs, FL

Other Businesses

664136 - Smith & Smith Holiday Realty; Investment Related - Yes; Winter Springs, Florida; Real Estate; Other (Proprietor, Partner, Officer, Director, Employee, Trustee, Agent); 06/2013; During Business Hours: 0; After Business Hours: 0; My wife is the LLC principal member.. 664674 - Shadow Holdings LLC: Investment related - Yes. Scottsdale, Arizona; Oil/Energy, Other (Proprietor, Partner, Officer, Director, Employee, Trustee, Agent); 08/2011; During Business Hours: 0; After Business Hours: 0; Investment in a legal entity (LLC, LP, etc)

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2025-12-12

S66 Uniform Combined State Law Examination

2025-12-12