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Current Employers
Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2026-03-24
TX RA APPROVED 2026-03-20
  • AZ RA
    APPROVED
    Since 2026-03-24
  • TX RA
    APPROVED
    Since 2026-03-20

Branch Locations

14850 North Scottsdale Road Suite 450, Scottsdale, AZ 85254 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bank Of America Chandler AZ 05/2015 11/2016
Bank Of America Merrill Lynch Chandler AZ 11/2016 10/2018
The Hershey Company Phoenix AZ 10/2018 09/2020
The Hershey Company Flower Mound TX 09/2020 04/2022
The Hershey Company Phoenix AZ 04/2022 04/2023
The Hershey Company Phoenix AZ 04/2023 10/2024
Keurig Dr. Pepper Phoenix AZ 11/2024 05/2025
Unemployed Phoenix AZ 06/2025 09/2025
Stifel, Nicolaus & Company, Incorporated Phoenix AZ 09/2025 Present
  • 05/2015 → 11/2016
    Bank Of America
    Chandler, AZ
  • 11/2016 → 10/2018
    Bank Of America Merrill Lynch
    Chandler, AZ
  • 10/2018 → 09/2020
    The Hershey Company
    Phoenix, AZ
  • 09/2020 → 04/2022
    The Hershey Company
    Flower Mound, TX
  • 04/2022 → 04/2023
    The Hershey Company
    Phoenix, AZ
  • 04/2023 → 10/2024
    The Hershey Company
    Phoenix, AZ
  • 11/2024 → 05/2025
    Keurig Dr. Pepper
    Phoenix, AZ
  • 06/2025 → 09/2025
    Unemployed
    Phoenix, AZ
  • 09/2025 → Present
    Phoenix, AZ
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2026-03-19
  • S66 Uniform Combined State Law Examination
    2026-03-19

View on SEC IAPD

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