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Kristina Jo Rode

Stifel, Nicolaus & Company, Incorporated

Golden Valley, MN

CRD 8166370

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Employer firm

Stifel, Nicolaus & Company, Incorporated CRD 793

$198B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-01-02
MN RA APPROVED 2025-12-03
  • TX RA
    APPROVED
    Since 2026-01-02
  • MN RA
    APPROVED
    Since 2025-12-03

Branch Locations

5500 Wayzata Boulevard Suite 400, Golden Valley, MN 55416 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Stifel, Nicolaus & Company, Inc. Golden Valley MN 09/2025 Present
Jpmorgan Chase Bank, National Association Blaine MN 10/2022 09/2025
N/A Edina MN 10/2022 10/2022
Elevate Services, Inc. Denver And Edina CO 04/2021 10/2022
N/A Denver And Edina CO 01/2020 04/2021
Sage Law Group Llc Boulder CO 08/2017 01/2020
N/A Various CO 03/2016 08/2017
N/A Edina MN 09/2025 09/2025
  • 09/2025 → Present
    Stifel, Nicolaus & Company, Inc.
    Golden Valley, MN
  • 10/2022 → 09/2025
    Jpmorgan Chase Bank, National Association
    Blaine, MN
  • 10/2022 → 10/2022
    N/A
    Edina, MN
  • 04/2021 → 10/2022
    Elevate Services, Inc.
    Denver And Edina, CO
  • 01/2020 → 04/2021
    N/A
    Denver And Edina, CO
  • 08/2017 → 01/2020
    Sage Law Group Llc
    Boulder, CO
  • 03/2016 → 08/2017
    N/A
    Various, CO
  • 09/2025 → 09/2025
    N/A
    Edina, MN
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-12-02
  • S66 Uniform Combined State Law Examination
    2025-12-02

View on SEC IAPD

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