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J.p. Morgan Securities LLC CRD 79
$430B regulatory AUM 407,036 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2026-07-08 |
| TX | RA | APPROVED | 2026-05-10 |
Branch Locations
712 Main St, Houston, TX 77002 • United States
277 Park Ave, Floors 3 & 36, New York, NY 10172 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| J.P. Morgan Securities Llc | Houston | TX | 08/2025 | Present |
| Jpmorgan Chase Bank, N.A. | Houston | TX | 08/2025 | Present |
| Wilmington Trust, N.A. | Falls Church | VA | 05/2022 | 08/2025 |
| Mcguirewoods | Tysons | VA | 08/2017 | 09/2020 |
| Williams Mullen | Richmond | VA | 05/2021 | 05/2022 |
| Tax & Employee Benefits Group | Tysons | VA | 08/2017 | 10/2020 |
| Odin Feldman Pittleman Pc | Reston | VA | 06/2016 | 06/2017 |
| Dunlap Bennett & Ludwig Pllc | Leesburg | VA | 09/2020 | 04/2021 |
| Unemployed | Ashburn | VA | 07/2017 | 07/2017 |
Effective 8/25/2025 I will be an employee of both JPMorgan Securities and JPMorgan Bank. JPMorgan Bank offers a broad range of products and services nationwide. As an employee of JPMorgan Bank I will be able to offer certain bank products and services, including deposit and credit products.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-12-22 |
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