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516 North Tryon Street, Charlotte, NC 28202 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2026-06-01 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Linden Thomas And Company | Charlotte | NC | 09/2025 | 05/2026 |
| Station 31 Partners | Mount Pleasant | SC | 07/2024 | 09/2025 |
| Unemployed | Mooresville | NC | 05/2024 | 07/2024 |
| Prosperity Life | Mooresville | NC | 06/2023 | 08/2023 |
| Civic Financial Services | Charlotte | NC | 06/2022 | 08/2022 |
| University Of North Carolina At Chapel Hill | Chapel Hill | NC | 08/2020 | 05/2024 |
| Lake Norman High School | Mooresville | NC | 08/2016 | 05/2020 |
| Linden Thomas And Company Securities, Llc | Charlotte | NC | 10/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2026-03-21 |
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