Drew Jonathan Prescott

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2013 → 11/2016
  Cfd Investments Inc
  Kokomo, IN
• 11/2016 → 12/2023
  Lpl Financial Llc
  Albany, NY
• 12/2023 → Present
  Cetera Financial Specialists Llc
  Schaumburg, IL
• 12/2019 → Present
  Prescott Private Wealth, Inc
  Troy, NY
• 12/2023 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2021-08-03 → 2023-12-20
  Lpl Financial Llc
  Troy, NY
  Troy, NY
  Bronx, NY
  Mclean, VA

Other Businesses

1) PRESCOTT PRIVATE WEALTH, INC.; TROY, NY; INVESTMENT RELATED; DBA FOR INVESTMENTS/FIXED INSURANCE; OWNER/FINANCIAL PROFESSIONAL; SINCE 12/2019; 160 HRS/MO; 2) NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES, INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FIXED INSURANCE, START DATE: 03/2025, APX NUMBER OF HOURS PER WEEK: 10, APX NUMBER OF HOURS DURING TRADING HOURS: 4, POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT , BRIEF DESCRIPTION OF DUTIES: SELLS LIFE AND LONG-TERM CARE 3. NAME OF OTHER BUSINESS: WOLFERTS ROOST COUNTRY CLUB; INVESTMENT RELATED: NO; ADDRESS: 120 VAN RENSSELAER BLVD, ALBANY, NY 12204; NATURE OF BUSINESS: BOARD; START DATE: 1/2025; POSITION/TITLE/RELATIONSHIP: ELECTED BOARD MEMBER; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: MONTHLY MEETINGS TO REVIEW, APPROVE OR STRIKE DOWN ITEMS ON THE AGENDA FOR THE MONTHLY MEETINGS RELATED TO THE CLUB'S MANAGEMENT;

Exams

• S63 Uniform Securities Agent State Law Examination
  2013-06-10

Other Names

• Drew J Prescott